Investment Disclaimer and Non-Advisory Disclosure
Quantara Capital LLC
Effective Date: 01/01/2025
Last Updated: 11/24/2025
Important Regulatory Disclosure
PLEASE READ THIS DISCLOSURE CAREFULLY.
This document explains the nature of our services and our regulatory status.
1. We Are Not a Registered Investment Adviser
Quantara Capital LLC (“Quantara Capital,” “Company,” “we,” “us,” or “our”) is not registered as an investment adviser with the U.S. Securities and Exchange Commission (“SEC”) or any state securities regulatory authority.
We do not hold ourselves out as an investment adviser and do not provide investment advisory services. No personnel of Quantara Capital hold Series 65, Series 66, Series 7, or any other securities licenses or registrations.
2. We Are Not a Broker-Dealer
Quantara Capital is not registered as a broker-dealer with the SEC, the Financial Industry Regulatory Authority (“FINRA”), or any state securities regulatory authority.
We do not execute securities transactions, hold customer funds or securities, or act as an intermediary in securities transactions. Your brokerage account is held at Interactive Brokers LLC, a registered broker-dealer and member of FINRA and SIPC.
3. We Are Not a Commodity Trading Advisor
Quantara Capital is not registered as a Commodity Trading Advisor (CTA) with the Commodity Futures Trading Commission (“CFTC”) or as a member of the National Futures Association (“NFA”).
If strategies involving futures or foreign exchange products are offered in the future, this disclosure will be updated and any required registrations will be obtained.
4. Nature of Our Services
4.1 Technology Platform Provider
Quantara Capital is a technology company that provides a software platform enabling users to connect their existing Interactive Brokers brokerage accounts to automated trading strategies. Our platform utilizes technology licensed from Collective2, LLC.
4.2 What We Provide
Access to a technology platform for automated trade execution
Ability to connect brokerage accounts to strategies via API
Tools to configure position sizing parameters
User interface to monitor strategy activity
4.3 What We Do Not Provide
Investment advice or recommendations
Personalized financial guidance
Suitability determinations
Tax advice
Legal advice
Portfolio management services
Custody of funds or securities
Trade execution services
5. No Investment Advice
5.1 General Disclaimer
Nothing on our website, platform, or in any communication constitutes investment advice, a recommendation, or a solicitation to buy or sell any security.
All information is provided for informational and educational purposes only and should not be construed as personalized investment advice.
5.2 Strategy Information Is Not a Recommendation
The availability of strategies on our platform does not constitute a recommendation or endorsement of any strategy or strategy manager.
5.3 No Suitability Determination
We do not assess whether any strategy is suitable for your individual circumstances. You are solely responsible for evaluating strategies based on your:
Investment objectives
Risk tolerance
Financial situation
Time horizon
Tax situation
Overall portfolio
5.4 No Fiduciary Relationship
Quantara Capital does not owe you a fiduciary duty. Our relationship with you is governed solely by our Terms of Use and related agreements.
6. User Responsibilities
6.1 Independent Decision-Making
You are solely responsible for all investment decisions made through our platform. By using our Services, you acknowledge that:
You make independent investment decisions
You have not relied on advice from Quantara Capital
You have conducted your own research and due diligence
You understand the risks involved
6.2 Seek Professional Advice
We strongly encourage consulting qualified professionals, including:
A registered financial adviser
A tax professional
Legal counsel
6.3 Account Monitoring
You are responsible for monitoring your brokerage account and ensuring automated trading aligns with your expectations and risk tolerance.
7. Subscription-Based Pricing
7.1 Fee Structure
Quantara Capital charges subscription fees only. We do not charge:
Assets under management (AUM) fees
Performance or profit-sharing fees
Trade commissions
Advisory fees
7.2 No Third-Party Compensation
We do not receive compensation from strategy managers, Interactive Brokers, or any third party based on your trading activity.
7.3 Third-Party Fees
You are responsible for all brokerage fees charged by Interactive Brokers, including commissions and margin interest.
8. Third-Party Relationships
8.1 Interactive Brokers
Your brokerage account is held at Interactive Brokers LLC. Your relationship with Interactive Brokers is governed by their agreements. We are not affiliated with Interactive Brokers.
8.2 Collective2
Our platform utilizes technology licensed from Collective2, LLC. Use of our Services may also be subject to Collective2’s terms.
8.3 Strategy Providers
Strategies may be developed by third parties. Quantara Capital does not control, endorse, or guarantee any strategy or strategy manager.
9. Performance Information
9.1 Hypothetical and Backtested Results
Hypothetical or backtested results have significant limitations and do not represent actual trading. Actual results may differ materially.
9.2 Actual Performance
Even where actual performance is shown:
Past performance is not indicative of future results
Results may differ due to slippage, timing, sizing, and fees
Drawdowns may exceed historical levels
9.3 No Performance Guarantees
We make no guarantees regarding strategy performance. Performance data is informational only.
10. Limitations of Liability
10.1 Investment Decisions
Quantara Capital is not liable for losses arising from your investment decisions or strategy selections.
10.2 Third-Party Actions
We are not liable for acts or omissions of Interactive Brokers, Collective2, or strategy providers.
10.3 Reference to Terms of Use
This Disclosure is subject to the limitations and provisions contained in our Terms of Use.
11. Regulatory Inquiries
For regulatory questions, you may contact:
U.S. Securities and Exchange Commission (SEC): www.sec.gov
FINRA: www.finra.org | BrokerCheck: www.brokercheck.finra.org
Your State Securities Regulator: www.nasaa.org
12. Acknowledgment
By using Quantara Capital’s Services, you acknowledge that:
Quantara Capital is not a registered investment adviser, broker-dealer, or CTA
No personnel hold securities licenses
No investment advice is provided
You make independent investment decisions
You have not relied on Quantara Capital for advice
You had the opportunity to seek professional guidance
No fiduciary relationship exists
Contact Information
Quantara Capital LLC
30 Wall Street, 8th Floor
New York City, New York 10005
Email: LD@quantaracapital.ai
Phone: TBD
This Disclosure is subject to change. Please review it periodically for updates.